岗位责任:
1、TOP风险识别:组织相关内控管理责任人识别本领域内控风险清单,制定管控目标和可落地的长效管控措施,。
2、内控工具运用和优化:了解CT、PR等内控工具,能够按照业务主管和流程Owner的要求,执行一般复杂PR项目,抽取高风险样本进行测试,识别控制设计及执行中的问题,制定改进措施。
3、SACA报告出具:组织本区域/领域SACA评估及报告,监控与评估整体内控状况及责任落实情况,支撑业务主管和流程Owner内控履职;
4、内控氛围建设:支撑主管进行本区域内控组织建设与能力提升,构建良好的内控氛围和环境,持续提升管理者及员工的内控意识与能力。
Job responsibilities:
1. Identify top risks: Organize relevant internal control management owners to identify the internal control risk list of the respective domain, and develop control objectives and feasible long-term control measures.
2. Use and optimize internal control tools: Understand internal control tools such as Compliance Testing(CT) and Proactive Review(PR), be able to execute general and complex PR projects according to the requirements of business directors and process owners, extract high-risk samples for testing, identify issues in control design and execution, and develop improvement measures.
3. Issue Semi-Annual Control Assessment(SACA)reports: Organize SACA in the respective region/domain, and report the SACA results, monitor and assess the overall internal control status and responsibility fulfillment, and support business directors and process owners in fulfilling their internal control responsibilities.
4. Build internal control atmosphere: Support directors in building internal control organizations and improving capabilities in the respective region, and create a favorable internal control atmosphere to continuously improve the internal control awareness and capabilities of managers and employees.

技能要求:
专业知识要求:
1、掌握内控与风险管理专业基础知识及方法论
2、会计学 / 财务管理/审计学/法律经济法方向/风险管理 / 管理学
3、熟练掌握中英文
4、熟悉 COSO 内控框架 / 企业内控基本规范,能区分"控制设计缺陷"与"控制执行缺陷",有样本抽取、底稿编制、问题定级的实操经验,具备监控内控责任落实情况的能力(跟踪整改闭环)
5、大型企业大型企业内审或风险咨询背景,注册会计师(CPA)/ CIA / CISA / CRMA 任一认证,熟悉 SOX 404 / ICFR 内控审计。
Skill requirements:
1. Have a good command of the basic knowledge and methodologies of internal control and risk management.
2. Background in Accounting / Financial Management / Auditing / Legal and Economic Law / Risk Management / Management.
3. Be proficient in both Chinese and English. Good communication skills (such as good cross-functional driving capability); strong learning ability and sense of responsibility
4. Familiar with the COSO Internal Control Framework and the Basic Standard for Enterprise Internal Control; able to distinguish between "design deficiencies" and "execution deficiencies" in controls; possesses practical experience in sample selection, working paper preparation, and issue grading; capable of monitoring the implementation of internal control responsibilities (tracking remediation closed-loops).
5.Better:Background in internal audit or risk consulting for large enterprises, holding at least one of the following certifications: CPA, CIA, CISA, or CRMA. Familiar with SOX 404 / ICFR internal control audits.